Data structures and file formats¶

This page documents the internal data structures and storage mechanisms of Borg. It is partly based on mailing list discussion about internals and also on static code analysis.

Repository¶

Borg stores its data in a Repository, which is a file system based transactional key-value store. Thus the repository does not know about the concept of archives or items.

Each repository has the following file structure:

simple text file telling that this is a Borg repository
config
repository configuration
data/
directory where the actual data is stored
hints.%d
hints for repository compaction
index.%d
repository index
lock.roster and lock.exclusive/*
used by the locking system to manage shared and exclusive locks

Transactionality is achieved by using a log (aka journal) to record changes. The log is a series of numbered files called segments. Each segment is a series of log entries. The segment number together with the offset of each entry relative to its segment start establishes an ordering of the log entries. This is the “definition” of time for the purposes of the log.

Config file¶

Each repository has a config file which is a INI-style file and looks like this:

[repository]
version = 2
segments_per_dir = 1000
max_segment_size = 524288000
id = 57d6c1d52ce76a836b532b0e42e677dec6af9fca3673db511279358828a21ed6


This is where the repository.id is stored. It is a unique identifier for repositories. It will not change if you move the repository around so you can make a local transfer then decide to move the repository to another (even remote) location at a later time.

Keys¶

Repository keys are byte-strings of fixed length (32 bytes), they don’t have a particular meaning (except for the Manifest).

Normally the keys are computed like this:

key = id = id_hash(plaintext_data)  # plain = not encrypted, not compressed, not obfuscated


The id_hash function depends on the encryption mode.

As the id / key is used for deduplication, id_hash must be a cryptographically strong hash or MAC.

Segments¶

Objects referenced by a key are stored inline in files (segments) of approx. 500 MB size in numbered subdirectories of repo/data. The number of segments per directory is controlled by the value of segments_per_dir. If you change this value in a non-empty repository, you may also need to relocate the segment files manually.

A segment starts with a magic number (BORG_SEG as an eight byte ASCII string), followed by a number of log entries. Each log entry consists of (in this order):

• crc32 checksum (uint32): - for PUT2: CRC32(size + tag + key + digest) - for PUT: CRC32(size + tag + key + payload) - for DELETE: CRC32(size + tag + key) - for COMMIT: CRC32(size + tag)
• size (uint32) of the entry (including the whole header)
• tag (uint8): PUT(0), DELETE(1), COMMIT(2) or PUT2(3)
• key (256 bit) - only for PUT/PUT2/DELETE
• payload (size - 41 bytes) - only for PUT
• xxh64 digest (64 bit) = XXH64(size + tag + key + payload) - only for PUT2
• payload (size - 41 - 8 bytes) - only for PUT2

PUT2 is new since repository version 2. For new log entries PUT2 is used. PUT is still supported to read version 1 repositories, but not generated any more. If we talk about PUT in general, it shall usually mean PUT2 for repository version 2+.

Those files are strictly append-only and modified only once.

When an object is written to the repository a PUT entry is written to the file containing the object id and payload. If an object is deleted a DELETE entry is appended with the object id.

A COMMIT tag is written when a repository transaction is committed. The segment number of the segment containing a commit is the transaction ID.

When a repository is opened any PUT or DELETE operations not followed by a COMMIT tag are discarded since they are part of a partial/uncommitted transaction.

The size of individual segments is limited to 4 GiB, since the offset of entries within segments is stored in a 32-bit unsigned integer in the repository index.

All data (the manifest, archives, archive item stream chunks and file data chunks) is compressed, optionally obfuscated and encrypted. This produces some additional metadata (size and compression information), which is separately serialized and also encrypted.

See Encryption for a graphic outlining the anatomy of the encryption in Borg. What you see at the bottom there is done twice: once for the data and once for the metadata.

An object (the payload part of a segment file log entry) must be like:

• length of encrypted metadata (16bit unsigned int)
• msgpacked dict with:
• ctype (compression type 0..255)
• clevel (compression level 0..255)
• csize (overall compressed (and maybe obfuscated) data size)
• psize (only when obfuscated: payload size without the obfuscation trailer)
• size (uncompressed size of the data)
• encrypted data (incl. encryption header), when decrypted:
• compressed data (with an optional all-zero-bytes obfuscation trailer)

This new, more complex repo v2 object format was implemented to be able to efficiently query the metadata without having to read, transfer and decrypt the (usually much bigger) data part.

The metadata is encrypted to not disclose potentially sensitive information that could be used for e.g. fingerprinting attacks.

The compression ctype and clevel is explained in Compression.

Index, hints and integrity¶

The repository index is stored in index.<TRANSACTION_ID> and is used to determine an object’s location in the repository. It is a HashIndex, a hash table using open addressing.

It maps object keys to:

• segment number (unit32)
• offset of the object’s entry within the segment (uint32)
• flags (uint32)

The hints file is a msgpacked file named hints.<TRANSACTION_ID>. It contains:

• version
• list of segments
• compact
• storage_quota_use

The integrity file is a msgpacked file named integrity.<TRANSACTION_ID>. It contains checksums of the index and hints files and is described in the Checksumming data structures section below.

If the index or hints are corrupted, they are re-generated automatically. If they are outdated, segments are replayed from the index state to the currently committed transaction.

Compaction¶

For a given key only the last entry regarding the key, which is called current (all other entries are called superseded), is relevant: If there is no entry or the last entry is a DELETE then the key does not exist. Otherwise the last PUT defines the value of the key.

By superseding a PUT (with either another PUT or a DELETE) the log entry becomes obsolete. A segment containing such obsolete entries is called sparse, while a segment containing no such entries is called compact.

Since writing a DELETE tag does not actually delete any data and thus does not free disk space any log-based data store will need a compaction strategy (somewhat analogous to a garbage collector).

Borg uses a simple forward compacting algorithm, which avoids modifying existing segments. Compaction runs when a commit is issued with compact=True parameter, e.g. by the borg compact command (unless the Append-only mode (forbid compaction) is active).

The compaction algorithm requires two inputs in addition to the segments themselves:

1. Which segments are sparse, to avoid scanning all segments (impractical). Further, Borg uses a conditional compaction strategy: Only those segments that exceed a threshold sparsity are compacted.

To implement the threshold condition efficiently, the sparsity has to be stored as well. Therefore, Borg stores a mapping (segment id,) -> (number of sparse bytes,).

2. Each segment’s reference count, which indicates how many live objects are in a segment. This is not strictly required to perform the algorithm. Rather, it is used to validate that a segment is unused before deleting it. If the algorithm is incorrect, or the reference count was not accounted correctly, then an assertion failure occurs.

These two pieces of information are stored in the hints file (hints.N) next to the index (index.N).

Compaction may take some time if a repository has been kept in append-only mode or borg compact has not been used for a longer time, which both has caused the number of sparse segments to grow.

Compaction processes sparse segments from oldest to newest; sparse segments which don’t contain enough deleted data to justify compaction are skipped. This avoids doing e.g. 500 MB of writing current data to a new segment when only a couple kB were deleted in a segment.

Segments that are compacted are read in entirety. Current entries are written to a new segment, while superseded entries are omitted. After each segment an intermediary commit is written to the new segment. Then, the old segment is deleted (asserting that the reference count diminished to zero), freeing disk space.

A simplified example (excluding conditional compaction and with simpler commit logic) showing the principal operation of compaction:

(The actual algorithm is more complex to avoid various consistency issues, refer to the borg.repository module for more comments and documentation on these issues.)

Storage quotas¶

Quotas are implemented at the Repository level. The active quota of a repository is determined by the storage_quota config entry or a run-time override (via borg serve). The currently used quota is stored in the hints file. Operations (PUT and DELETE) during a transaction modify the currently used quota:

• A PUT adds the size of the log entry to the quota, i.e. the length of the data plus the 41 byte header.
• A DELETE subtracts the size of the deleted log entry from the quota, which includes the header.

Thus, PUT and DELETE are symmetric and cancel each other out precisely.

The quota does not track on-disk size overheads (due to conditional compaction or append-only mode). In normal operation the inclusion of the log entry headers in the quota act as a faithful proxy for index and hints overheads.

By tracking effective content size, the client can always recover from a full quota by deleting archives. This would not be possible if the quota tracked on-disk size, since journaling DELETEs requires extra disk space before space is freed. Tracking effective size on the other hand accounts DELETEs immediately as freeing quota.

Enforcing the quota

The storage quota is meant as a robust mechanism for service providers, therefore borg serve has to enforce it without loopholes (e.g. modified clients). The following sections refer to using quotas on remotely accessed repositories. For local access, consider client and serve the same. Accordingly, quotas cannot be enforced with local access, since the quota can be changed in the repository config.

The quota is enforcible only if all borg serve versions accessible to clients support quotas (see next section). Further, quota is per repository. Therefore, ensure clients can only access a defined set of repositories with their quotas set, using --restrict-to-repository.

If the client exceeds the storage quota the StorageQuotaExceeded exception is raised. Normally a client could ignore such an exception and just send a commit() command anyway, circumventing the quota. However, when StorageQuotaExceeded is raised, it is stored in the transaction_doomed attribute of the repository. If the transaction is doomed, then commit will re-raise this exception, aborting the commit.

The transaction_doomed indicator is reset on a rollback (which erases the quota-exceeding state).

Compatibility with older servers and enabling quota after-the-fact

If no quota data is stored in the hints file, Borg assumes zero quota is used. Thus, if a repository with an enabled quota is written to with an older borg serve version that does not understand quotas, then the quota usage will be erased.

The client version is irrelevant to the storage quota and has no part in it. The form of error messages due to exceeding quota varies with client versions.

A similar situation arises when upgrading from a Borg release that did not have quotas. Borg will start tracking quota use from the time of the upgrade, starting at zero.

If the quota shall be enforced accurately in these cases, either

• delete the index.N and hints.N files, forcing Borg to rebuild both, re-acquiring quota data in the process, or
• edit the msgpacked hints.N file (not recommended and thus not documented further).

The object graph¶

On top of the simple key-value store offered by the Repository, Borg builds a much more sophisticated data structure that is essentially a completely encrypted object graph. Objects, such as archives, are referenced by their chunk ID, which is cryptographically derived from their contents. More on how this helps security in Structural Authentication.

The manifest¶

The manifest is the root of the object hierarchy. It references all archives in a repository, and thus all data in it. Since no object references it, it cannot be stored under its ID key. Instead, the manifest has a fixed all-zero key.

The manifest is rewritten each time an archive is created, deleted, or modified. It looks like this:

{
'version': 1,
'timestamp': '2017-05-05T12:42:23.042864',
'item_keys': ['acl_access', 'acl_default', ...],
'config': {},
'archives': {
'2017-05-05-system-backup': {
'id': b'<32 byte binary object ID>',
'time': '2017-05-05T12:42:22.942864',
},
},
'tam': ...,
}


The version field can be either 1 or 2. The versions differ in the way feature flags are handled, described below.

The timestamp field is used to avoid logical replay attacks where the server just resets the repository to a previous state.

item_keys is a list containing all Item keys that may be encountered in the repository. It is used by borg check, which verifies that all keys in all items are a subset of these keys. Thus, an older version of borg check supporting this mechanism can correctly detect keys introduced in later versions.

The tam key is part of the tertiary authentication mechanism (formerly known as “tertiary authentication for metadata”) and authenticates the manifest, since an ID check is not possible.

config is a general-purpose location for additional metadata. All versions of Borg preserve its contents (it may have been a better place for item_keys, which is not preserved by unaware Borg versions, releases predating 1.0.4).

Feature flags¶

Feature flags are used to add features to data structures without causing corruption if older versions are used to access or modify them. The main issues to consider for a feature flag oriented design are flag granularity, flag storage, and cache invalidation.

Feature flags are divided in approximately three categories, detailed below. Due to the nature of ID-based deduplication, write (i.e. creating archives) and read access are not symmetric; it is possible to create archives referencing chunks that are not readable with the current feature set. The third category are operations that require accurate reference counts, for example archive deletion and check.

As the manifest is always updated and always read, it is the ideal place to store feature flags, comparable to the super-block of a file system. The only problem is to recover from a lost manifest, i.e. how is it possible to detect which feature flags are enabled, if there is no manifest to tell. This issue is left open at this time, but is not expected to be a major hurdle; it doesn’t have to be handled efficiently, it just needs to be handled.

Lastly, cache invalidation is handled by noting which feature flags were and which were not understood while manipulating a cache. This allows borg to detect whether the cache needs to be invalidated, i.e. rebuilt from scratch. See Cache feature flags below.

The config key stores the feature flags enabled on a repository:

config = {
'feature_flags': {
'mandatory': ['some_feature'],
},
'check': {
'mandatory': ['other_feature'],
}
'write': ...,
'delete': ...
},
}


The top-level distinction for feature flags is the operation the client intends to perform,

the read operation includes extraction and listing of archives,
the write operation includes creating new archives,
the delete (archives) operation,
the check operation requires full understanding of everything in the repository.

These are weakly set-ordered; check will include everything required for delete, delete will likely include write and read. However, read may require more features than write (due to ID-based deduplication, write does not necessarily require reading/understanding repository contents).

Each operation can contain several sets of feature flags. Only one set, the mandatory set is currently defined.

Upon reading the manifest, the Borg client has already determined which operation should be performed. If feature flags are found in the manifest, the set of feature flags supported by the client is compared to the mandatory set found in the manifest. If any unsupported flags are found (i.e. the mandatory set is not a subset of the features supported by the Borg client used), the operation is aborted with a MandatoryFeatureUnsupported error:

Unsupported repository feature(s) {‘some_feature’}. A newer version of borg is required to access this repository.

Older Borg releases do not have this concept and do not perform feature flags checks. These can be locked out with manifest version 2. Thus, the only difference between manifest versions 1 and 2 is that the latter is only accepted by Borg releases implementing feature flags.

Therefore, as soon as any mandatory feature flag is enabled in a repository, the manifest version must be switched to version 2 in order to lock out all Borg releases unaware of feature flags.

Cache feature flags

The cache does not have its separate set of feature flags. Instead, Borg stores which flags were used to create or modify a cache.

All mandatory manifest features from all operations are gathered in one set. Then, two sets of features are computed;

• those features that are supported by the client and mandated by the manifest are added to the mandatory_features set,
• the ignored_features set comprised of those features mandated by the manifest, but not supported by the client.

Because the client previously checked compliance with the mandatory set of features required for the particular operation it is executing, the mandatory_features set will contain all necessary features required for using the cache safely.

Conversely, the ignored_features set contains only those features which were not relevant to operating the cache. Otherwise, the client would not pass the feature set test against the manifest.

When opening a cache and the mandatory_features set is not a subset of the features supported by the client, the cache is wiped out and rebuilt, since a client not supporting a mandatory feature that the cache was built with would be unable to update it correctly. The assumption behind this behaviour is that any of the unsupported features could have been reflected in the cache and there is no way for the client to discern whether that is the case. Meanwhile, it may not be practical for every feature to have clients using it track whether the feature had an impact on the cache. Therefore, the cache is wiped.

When opening a cache and the intersection of ignored_features and the features supported by the client contains any elements, i.e. the client possesses features that the previous client did not have and those new features are enabled in the repository, the cache is wiped out and rebuilt.

While the former condition likely requires no tweaks, the latter condition is formulated in an especially conservative way to play it safe. It seems likely that specific features might be exempted from the latter condition.

Defined feature flags

Currently no feature flags are defined.

From currently planned features, some examples follow, these may/may not be implemented and purely serve as examples.

• A mandatory read feature could be using a different encryption scheme (e.g. session keys). This may not be mandatory for the write operation - reading data is not strictly required for creating an archive.
• Any additions to the way chunks are referenced (e.g. to support larger archives) would become a mandatory delete and check feature; delete implies knowing correct reference counts, so all object references need to be understood. check must discover the entire object graph as well, otherwise the “orphan chunks check” could delete data still in use.

Archives¶

Each archive is an object referenced by the manifest. The archive object itself does not store any of the data contained in the archive it describes.

Instead, it contains a list of chunks which form a msgpacked stream of items. The archive object itself further contains some metadata:

• version
• name, which might differ from the name set in the manifest. When borg check rebuilds the manifest (e.g. if it was corrupted) and finds more than one archive object with the same name, it adds a counter to the name in the manifest, but leaves the name field of the archives as it was.
• item_ptrs, a list of “pointer chunk” IDs. Each “pointer chunk” contains a list of chunk IDs of item metadata.
• cmdline, the command line which was used to create the archive
• hostname
• time and time_end are the start and end timestamps, respectively
• comment, a user-specified archive comment
• chunker_params are the chunker-params used for creating the archive. This is used by borg recreate to determine whether a given archive needs rechunking.
• Some other pieces of information related to recreate.

Items¶

Each item represents a file, directory or other file system item and is stored as a dictionary created by the Item class that contains:

• path
• list of data chunks (size: count * ~40B)
• user
• group
• uid
• gid
• mode (item type + permissions)
• rdev (for device files)
• mtime, atime, ctime, birthtime in nanoseconds
• xattrs
• acl (various OS-dependent fields)
• flags

All items are serialized using msgpack and the resulting byte stream is fed into the same chunker algorithm as used for regular file data and turned into deduplicated chunks. The reference to these chunks is then added to the archive metadata. To achieve a finer granularity on this metadata stream, we use different chunker params for this chunker, which result in smaller chunks.

A chunk is stored as an object as well, of course.

Chunks¶

Borg has these chunkers:

• “fixed”: a simple, low cpu overhead, fixed blocksize chunker, optionally supporting a header block of different size.
• “buzhash”: variable, content-defined blocksize, uses a rolling hash computed by the Buzhash algorithm.

For some more general usage hints see also --chunker-params.

“fixed” chunker¶

The fixed chunker triggers (chunks) at even-spaced offsets, e.g. every 4MiB, producing chunks of same block size (the last chunk is not required to be full-size).

Optionally, it supports processing a differently sized “header” first, before it starts to cut chunks of the desired block size. The default is not to have a differently sized header.

borg create --chunker-params fixed,BLOCK_SIZE[,HEADER_SIZE]

• BLOCK_SIZE: no default value, multiple of the system page size (usually 4096 bytes) recommended. E.g.: 4194304 would cut 4MiB sized chunks.

The fixed chunker also supports processing sparse files (reading only the ranges with data and seeking over the empty hole ranges).

borg create --sparse --chunker-params fixed,BLOCK_SIZE[,HEADER_SIZE]

“buzhash” chunker¶

The buzhash chunker triggers (chunks) when the last HASH_MASK_BITS bits of the hash are zero, producing chunks with a target size of 2^HASH_MASK_BITS bytes.

Buzhash is only used for cutting the chunks at places defined by the content, the buzhash value is not used as the deduplication criteria (we use a cryptographically strong hash/MAC over the chunk contents for this, the id_hash).

The idea of content-defined chunking is assigning every byte where a cut could be placed a hash. The hash is based on some number of bytes (the window size) before the byte in question. Chunks are cut where the hash satisfies some condition (usually “n numbers of trailing/leading zeroes”). This causes chunks to be cut in the same location relative to the file’s contents, even if bytes are inserted or removed before/after a cut, as long as the bytes within the window stay the same. This results in a high chance that a single cluster of changes to a file will only result in 1-2 new chunks, aiding deduplication.

Using normal hash functions this would be extremely slow, requiring hashing approximately window size * file size bytes. A rolling hash is used instead, which allows to add a new input byte and compute a new hash as well as remove a previously added input byte from the computed hash. This makes the cost of computing a hash for each input byte largely independent of the window size.

Borg defines minimum and maximum chunk sizes (CHUNK_MIN_EXP and CHUNK_MAX_EXP, respectively) which narrows down where cuts may be made, greatly reducing the amount of data that is actually hashed for content-defined chunking.

borg create --chunker-params buzhash,CHUNK_MIN_EXP,CHUNK_MAX_EXP,HASH_MASK_BITS,HASH_WINDOW_SIZE can be used to tune the chunker parameters, the default is:

• CHUNK_MIN_EXP = 19 (minimum chunk size = 2^19 B = 512 kiB)
• CHUNK_MAX_EXP = 23 (maximum chunk size = 2^23 B = 8 MiB)
• HASH_MASK_BITS = 21 (target chunk size ~= 2^21 B = 2 MiB)
• HASH_WINDOW_SIZE = 4095 [B] (0xFFF)

The buzhash table is altered by XORing it with a seed randomly generated once for the repository, and stored encrypted in the keyfile. This is to prevent chunk size based fingerprinting attacks on your encrypted repo contents (to guess what files you have based on a specific set of chunk sizes).

The cache¶

The files cache is stored in cache/files and is used at backup time to quickly determine whether a given file is unchanged and we have all its chunks.

In memory, the files cache is a key -> value mapping (a Python dict) and contains:

• key: id_hash of the encoded, absolute file path
• value:
• file inode number
• file size
• file ctime_ns (or mtime_ns)
• age (0 [newest], 1, 2, 3, …, BORG_FILES_CACHE_TTL - 1)
• list of chunk ids representing the file’s contents

To determine whether a file has not changed, cached values are looked up via the key in the mapping and compared to the current file attribute values.

If the file’s size, timestamp and inode number is still the same, it is considered to not have changed. In that case, we check that all file content chunks are (still) present in the repository (we check that via the chunks cache).

If everything is matching and all chunks are present, the file is not read / chunked / hashed again (but still a file metadata item is written to the archive, made from fresh file metadata read from the filesystem). This is what makes borg so fast when processing unchanged files.

If there is a mismatch or a chunk is missing, the file is read / chunked / hashed. Chunks already present in repo won’t be transferred to repo again.

The inode number is stored and compared to make sure we distinguish between different files, as a single path may not be unique across different archives in different setups.

Not all filesystems have stable inode numbers. If that is the case, borg can be told to ignore the inode number in the check via --files-cache.

The age value is used for cache management. If a file is “seen” in a backup run, its age is reset to 0, otherwise its age is incremented by one. If a file was not seen in BORG_FILES_CACHE_TTL backups, its cache entry is removed. See also: It always chunks all my files, even unchanged ones! and I am seeing ‘A’ (added) status for an unchanged file!?

The files cache is a python dictionary, storing python objects, which generates a lot of overhead.

Borg can also work without using the files cache (saves memory if you have a lot of files or not much RAM free), then all files are assumed to have changed. This is usually much slower than with files cache.

The on-disk format of the files cache is a stream of msgpacked tuples (key, value). Loading the files cache involves reading the file, one msgpack object at a time, unpacking it, and msgpacking the value (in an effort to save memory).

The chunks cache is stored in cache/chunks and is used to determine whether we already have a specific chunk, to count references to it and also for statistics.

The chunks cache is a key -> value mapping and contains:

• key:
• chunk id_hash
• value:
• reference count
• size

The chunks cache is a HashIndex. Due to some restrictions of HashIndex, the reference count of each given chunk is limited to a constant, MAX_VALUE (introduced below in HashIndex), approximately 2**32. If a reference count hits MAX_VALUE, decrementing it yields MAX_VALUE again, i.e. the reference count is pinned to MAX_VALUE.

Indexes / Caches memory usage¶

Here is the estimated memory usage of Borg - it’s complicated:

chunk_size ~= 2 ^ HASH_MASK_BITS  (for buzhash chunker, BLOCK_SIZE for fixed chunker)
chunk_count ~= total_file_size / chunk_size

repo_index_usage = chunk_count * 48

chunks_cache_usage = chunk_count * 40

files_cache_usage = total_file_count * 240 + chunk_count * 80

mem_usage ~= repo_index_usage + chunks_cache_usage + files_cache_usage
= chunk_count * 164 + total_file_count * 240


Due to the hashtables, the best/usual/worst cases for memory allocation can be estimated like that:

mem_allocation = mem_usage / load_factor  # l_f = 0.25 .. 0.75

mem_allocation_peak = mem_allocation * (1 + growth_factor)  # g_f = 1.1 .. 2


All units are Bytes.

It is assuming every chunk is referenced exactly once (if you have a lot of duplicate chunks, you will have fewer chunks than estimated above).

It is also assuming that typical chunk size is 2^HASH_MASK_BITS (if you have a lot of files smaller than this statistical medium chunk size, you will have more chunks than estimated above, because 1 file is at least 1 chunk).

If a remote repository is used the repo index will be allocated on the remote side.

The chunks cache, files cache and the repo index are all implemented as hash tables. A hash table must have a significant amount of unused entries to be fast - the so-called load factor gives the used/unused elements ratio.

When a hash table gets full (load factor getting too high), it needs to be grown (allocate new, bigger hash table, copy all elements over to it, free old hash table) - this will lead to short-time peaks in memory usage each time this happens. Usually does not happen for all hashtables at the same time, though. For small hash tables, we start with a growth factor of 2, which comes down to ~1.1x for big hash tables.

E.g. backing up a total count of 1 Mi (IEC binary prefix i.e. 2^20) files with a total size of 1TiB.

1. with create --chunker-params buzhash,10,23,16,4095 (custom, like borg < 1.0):
mem_usage = 2.8GiB
1. with create --chunker-params buzhash,19,23,21,4095 (default):
mem_usage = 0.31GiB

Note

There is also the --files-cache=disabled option to disable the files cache. You’ll save some memory, but it will need to read / chunk all the files as it can not skip unmodified files then.

HashIndex¶

The chunks cache and the repository index are stored as hash tables, with only one slot per bucket, spreading hash collisions to the following buckets. As a consequence the hash is just a start position for a linear search. If a key is looked up that is not in the table, then the hash table is searched from the start position (the hash) until the first empty bucket is reached.

This particular mode of operation is open addressing with linear probing.

When the hash table is filled to 75%, its size is grown. When it’s emptied to 25%, its size is shrinked. Operations on it have a variable complexity between constant and linear with low factor, and memory overhead varies between 33% and 300%.

If an element is deleted, and the slot behind the deleted element is not empty, then the element will leave a tombstone, a bucket marked as deleted. Tombstones are only removed by insertions using the tombstone’s bucket, or by resizing the table. They present the same load to the hash table as a real entry, but do not count towards the regular load factor.

Thus, if the number of empty slots becomes too low (recall that linear probing for an element not in the index stops at the first empty slot), the hash table is rebuilt. The maximum effective load factor, i.e. including tombstones, is 93%.

Data in a HashIndex is always stored in little-endian format, which increases efficiency for almost everyone, since basically no one uses big-endian processors any more.

HashIndex does not use a hashing function, because all keys (save manifest) are outputs of a cryptographic hash or MAC and thus already have excellent distribution. Thus, HashIndex simply uses the first 32 bits of the key as its “hash”.

The format is easy to read and write, because the buckets array has the same layout in memory and on disk. Only the header formats differ. The on-disk header is struct HashHeader:

• First, the HashIndex magic, the eight byte ASCII string “BORG_IDX”.
• Second, the signed 32-bit number of entries (i.e. buckets which are not deleted and not empty).
• Third, the signed 32-bit number of buckets, i.e. the length of the buckets array contained in the file, and the modulus for index calculation.
• Fourth, the signed 8-bit length of keys.
• Fifth, the signed 8-bit length of values. This has to be at least four bytes.

All fields are packed.

The HashIndex is not a general purpose data structure. The value size must be at least 4 bytes, and these first bytes are used for in-band signalling in the data structure itself.

The constant MAX_VALUE (defined as 2**32-1025 = 4294966271) defines the valid range for these 4 bytes when interpreted as an uint32_t from 0 to MAX_VALUE (inclusive). The following reserved values beyond MAX_VALUE are currently in use (byte order is LE):

• 0xffffffff marks empty buckets in the hash table
• 0xfffffffe marks deleted buckets in the hash table

HashIndex is implemented in C and wrapped with Cython in a class-based interface. The Cython wrapper checks every passed value against these reserved values and raises an AssertionError if they are used.

Encryption¶

The Cryptography in Borg section for an in-depth review.

For new repositories, borg only uses modern AEAD ciphers: AES-OCB or CHACHA20-POLY1305.

For each borg invocation, a new sessionkey is derived from the borg key material and the 48bit IV starts from 0 again (both ciphers internally add a 32bit counter to our IV, so we’ll just count up by 1 per chunk).

The encryption layout is best seen at the bottom of this diagram:

No special IV/counter management is needed here due to the use of session keys.

A 48 bit IV is way more than needed: If you only backed up 4kiB chunks (2^12B), the IV would “limit” the data encrypted in one session to 2^(12+48)B == 2.3 exabytes, meaning you would run against other limitations (RAM, storage, time) way before that. In practice, chunks are usually bigger, for big files even much bigger, giving an even higher limit.

Legacy modes¶

Old repositories (which used AES-CTR mode) are supported read-only to be able to borg transfer their archives to new repositories (which use AEAD modes).

AES-CTR mode is not supported for new repositories and the related code will be removed in a future release.

Both modes¶

Encryption keys (and other secrets) are kept either in a key file on the client (‘keyfile’ mode) or in the repository config on the server (‘repokey’ mode). In both cases, the secrets are generated from random and then encrypted by a key derived from your passphrase (this happens on the client before the key is stored into the keyfile or as repokey).

The passphrase is passed through the BORG_PASSPHRASE environment variable or prompted for interactive usage.

Key files¶

The Offline key security section for an in-depth review of the key encryption.

When initializing a repository with one of the “keyfile” encryption modes, Borg creates an associated key file in \$HOME/.config/borg/keys.

The same key is also used in the “repokey” modes, which store it in the repository in the configuration file.

The internal data structure is as follows:

version
currently always an integer, 2
repository_id
the id field in the config INI file of the repository.
crypt_key
the initial key material used for the AEAD crypto (512 bits)
id_key
the key used to MAC the plaintext chunk data to compute the chunk’s id
chunk_seed
the seed for the buzhash chunking table (signed 32 bit integer)

These fields are packed using msgpack. The utf-8 encoded passphrase is processed with argon2 to derive a 256 bit key encryption key (KEK).

Then the KEK is used to encrypt and authenticate the packed data using the chacha20-poly1305 AEAD cipher.

The result is stored in a another msgpack formatted as follows:

version
currently always an integer, 1
salt
random 256 bits salt used to process the passphrase
argon2_*
some parameters for the argon2 kdf
algorithm
the algorithms used to process the passphrase (currently the string argon2 chacha20-poly1305)
data
The encrypted, packed fields.

The resulting msgpack is then encoded using base64 and written to the key file, wrapped using the standard textwrap module with a header. The header is a single line with a MAGIC string, a space and a hexadecimal representation of the repository id.

Compression¶

Borg supports the following compression methods, each identified by a ctype value in the range between 0 and 255 (and augmented by a clevel 0..255 value for the compression level):

• none (no compression, pass through data 1:1), identified by 0x00
• lz4 (low compression, but super fast), identified by 0x01
• zstd (level 1-22 offering a wide range: level 1 is lower compression and high speed, level 22 is higher compression and lower speed) - identified by 0x03
• zlib (level 0-9, level 0 is no compression [but still adding zlib overhead], level 1 is low, level 9 is high compression), identified by 0x05
• lzma (level 0-9, level 0 is low, level 9 is high compression), identified by 0x02.

The type byte is followed by a byte indicating the compression level.

Speed: none > lz4 > zlib > lzma, lz4 > zstd Compression: lzma > zlib > lz4 > none, zstd > lz4

Be careful, higher compression levels might use a lot of resources (CPU/memory).

The overall speed of course also depends on the speed of your target storage. If that is slow, using a higher compression level might yield better overall performance. You need to experiment a bit. Maybe just watch your CPU load, if that is relatively low, increase compression until 1 core is 70-100% loaded.

Even if your target storage is rather fast, you might see interesting effects: while doing no compression at all (none) is a operation that takes no time, it likely will need to store more data to the storage compared to using lz4. The time needed to transfer and store the additional data might be much more than if you had used lz4 (which is super fast, but still might compress your data about 2:1). This is assuming your data is compressible (if you backup already compressed data, trying to compress them at backup time is usually pointless).

Compression is applied after deduplication, thus using different compression methods in one repo does not influence deduplication.

See borg create --help about how to specify the compression level and its default.

Lock files¶

Borg uses locks to get (exclusive or shared) access to the cache and the repository.

The locking system is based on renaming a temporary directory to lock.exclusive (for exclusive locks). Inside this directory, there is a file indicating hostname, process id and thread id of the lock holder.

There is also a json file lock.roster that keeps a directory of all shared and exclusive lockers.

If the process is able to rename a temporary directory (with the host/process/thread identifier prepared inside it) in the resource directory to lock.exclusive, it has the lock for it. If renaming fails (because this directory already exists and its host/process/thread identifier denotes a thread on the host which is still alive), lock acquisition fails.

The cache lock is usually in ~/.cache/borg/REPOID/lock.*. The repository lock is in repository/lock.*.

In case you run into troubles with the locks, you can use the borg break-lock command after you first have made sure that no Borg process is running on any machine that accesses this resource. Be very careful, the cache or repository might get damaged if multiple processes use it at the same time.

Checksumming data structures¶

As detailed in the previous sections, Borg generates and stores various files containing important meta data, such as the repository index, repository hints, chunks caches and files cache.

Data corruption in these files can damage the archive data in a repository, e.g. due to wrong reference counts in the chunks cache. Only some parts of Borg were designed to handle corrupted data structures, so a corrupted files cache may cause crashes or write incorrect archives.

Therefore, Borg calculates checksums when writing these files and tests checksums when reading them. Checksums are generally 64-bit XXH64 hashes. The canonical xxHash representation is used, i.e. big-endian. Checksums are stored as hexadecimal ASCII strings.

For compatibility, checksums are not required and absent checksums do not trigger errors. The mechanisms have been designed to avoid false-positives when various Borg versions are used alternately on the same repositories.

Checksums are a data safety mechanism. They are not a security mechanism.

Choice of algorithm

XXH64 has been chosen for its high speed on all platforms, which avoids performance degradation in CPU-limited parts (e.g. cache synchronization). Unlike CRC32, it neither requires hardware support (crc32c or CLMUL) nor vectorized code nor large, cache-unfriendly lookup tables to achieve good performance. This simplifies deployment of it considerably (cf. src/borg/algorithms/crc32…).

Further, XXH64 is a non-linear hash function and thus has a “more or less” good chance to detect larger burst errors, unlike linear CRCs where the probability of detection decreases with error size.

The 64-bit checksum length is considered sufficient for the file sizes typically checksummed (individual files up to a few GB, usually less). xxHash was expressly designed for data blocks of these sizes.

Lower layer — file_integrity¶

To accommodate the different transaction models used for the cache and repository, there is a lower layer (borg.crypto.file_integrity.IntegrityCheckedFile) wrapping a file-like object, performing streaming calculation and comparison of checksums. Checksum errors are signalled by raising an exception (borg.crypto.file_integrity.FileIntegrityError) at the earliest possible moment.

Calculating checksums

Before feeding the checksum algorithm any data, the file name (i.e. without any path) is mixed into the checksum, since the name encodes the context of the data for Borg.

The various indices used by Borg have separate header and main data parts. IntegrityCheckedFile allows borg to checksum them independently, which avoids even reading the data when the header is corrupted. When a part is signalled, the length of the part name is mixed into the checksum state first (encoded as an ASCII string via %10d printf format), then the name of the part is mixed in as an UTF-8 string. Lastly, the current position (length) in the file is mixed in as well.

The checksum state is not reset at part boundaries.

A final checksum is always calculated in the same way as the parts described above, after seeking to the end of the file. The final checksum cannot prevent code from processing corrupted data during reading, however, it prevents use of the corrupted data.

Serializing checksums

All checksums are compiled into a simple JSON structure called integrity data:

{
"algorithm": "XXH64",
"digests": {
"final": "e2a7f132fc2e8b24"
}
}


The algorithm key notes the used algorithm. When reading, integrity data containing an unknown algorithm is not inspected further.

The digests key contains a mapping of part names to their digests.

Integrity data is generally stored by the upper layers, introduced below. An exception is the DetachedIntegrityCheckedFile, which automatically writes and reads it from a “.integrity” file next to the data file. It is used for archive chunks indexes in chunks.archive.d.

Upper layer¶

Storage of integrity data depends on the component using it, since they have different transaction mechanisms, and integrity data needs to be transacted with the data it is supposed to protect.

Main cache files: chunks and files cache

The integrity data of the chunks and files caches is stored in the cache config, since all three are transacted together.

The [integrity] section is used:

[cache]
version = 1
repository = 3c4...e59
manifest = 10e...21c
timestamp = 2017-06-01T21:31:39.699514
key_type = 2
previous_location = /path/to/repo

[integrity]
manifest = 10e...21c
chunks = {"algorithm": "XXH64", "digests": {"HashHeader": "eab...39e3", "final": "e2a...b24"}}


The manifest ID is duplicated in the integrity section due to the way all Borg versions handle the config file. Instead of creating a “new” config file from an internal representation containing only the data understood by Borg, the config file is read in entirety (using the Python ConfigParser) and modified. This preserves all sections and values not understood by the Borg version modifying it.

Thus, if an older versions uses a cache with integrity data, it would preserve the integrity section and its contents. If a integrity-aware Borg version would read this cache, it would incorrectly report checksum errors, since the older version did not update the checksums.

However, by duplicating the manifest ID in the integrity section, it is easy to tell whether the checksums concern the current state of the cache.

Integrity errors are fatal in these files, terminating the program, and are not automatically corrected at this time.

chunks.archive.d

Indices in chunks.archive.d are not transacted and use DetachedIntegrityCheckedFile, which writes the integrity data to a separate “.integrity” file.

Integrity errors result in deleting the affected index and rebuilding it. This logs a warning and increases the exit code to WARNING (1).

Repository index and hints

The repository associates index and hints files with a transaction by including the transaction ID in the file names. Integrity data is stored in a third file (“integrity.<TRANSACTION_ID>”). Like the hints file, it is msgpacked:

{
'version': 2,
'hints': '{"algorithm": "XXH64", "digests": {"final": "411208db2aa13f1a"}}',
}


The version key started at 2, the same version used for the hints. Since Borg has many versioned file formats, this keeps the number of different versions in use a bit lower.

The other keys map an auxiliary file, like index or hints to their integrity data. Note that the JSON is stored as-is, and not as part of the msgpack structure.

Integrity errors result in deleting the affected file(s) (index/hints) and rebuilding the index, which is the same action taken when corruption is noticed in other ways (e.g. HashIndex can detect most corrupted headers, but not data corruption). A warning is logged as well. The exit code is not influenced, since remote repositories cannot perform that action. Raising the exit code would be possible for local repositories, but is not implemented.

Unlike the cache design this mechanism can have false positives whenever an older version rewrites the auxiliary files for a transaction created by a newer version, since that might result in a different index (due to hash-table resizing) or hints file (hash ordering, or the older version 1 format), while not invalidating the integrity file.

For example, using 1.1 on a repository, noticing corruption or similar issues and then running borg-1.0 check --repair, which rewrites the index and hints, results in this situation. Borg 1.1 would erroneously report checksum errors in the hints and/or index files and trigger an automatic rebuild of these files.